Wealth Advisor TV: The Better Mousetrap: Archive Intel’s Larry Shumbres on AI-Powered Compliance
Compliance shouldn’t require an army of analysts reviewing false positives or 16-week approval chains for email campaigns. Larry Shumbres of Archive Intel joined The Wealth Advisor to explain how he built a better solution after listening to over 200 clients complain about legacy compliance products. Shumbres surveyed RIAs, asset managers, and compliance consultants about their […]
WealthTech Today: From False Positives to Full Compliance: How AI is Killing the Manual Review Grind
In this episode of WealthTech Today, Craig Iskowitz sits down with Larry Shumbres, Founder and CEO of Archive Intel, to discuss the high-stakes world of regulatory compliance and the modern challenges of off-channel communications. With the SEC and FINRA levying record-breaking fines for texting violations, the industry is at a crossroads between maintaining client convenience and ensuring rigorous […]
Compliance Reimagined: Turning Regulatory Requirements into Competitive Advantage
Future Proof Citywide: Streamlining Compliance and Reducing Risk
Future Proof: Simplify the complexities of compliance with the latest RegTech solutions. Discover how these tools can help you save time, minimize risks, and stay ahead of constantly evolving regulations to keep your firm efficient and compliant.
T3 Conference
Archive Intel will be attending the T3 Technology Tools for Today Conference in Las Vegas at the Cosmopolitan Hotel and Casino on January 22nd thru the 25th 2024. To schedule time to meet with our CEO, Larry Shumbres, click the link here.