SEC Hits 16 Firms with $81M in Texting Fines

SEC Hits 16 Firms with $81M in Texting Fines

by | Feb 15, 2024 | AI Intel

In a recent article, ThinkAdvisor highlighted the significant fines imposed on 16 firms, including Cambridge and Northwestern Mutual, due to deficiencies in their communication archiving practices. This news underscores the critical importance for financial advisors...

T3 Conference

by | Jan 11, 2024 | AI Intel

Archive Intel will be attending the T3 Technology Tools for Today Conference in Las Vegas at the Cosmopolitan Hotel and Casino on January 22nd thru the 25th 2024.  To schedule time to meet with our CEO, Larry Shumbres, click the link...