Bloomberg IB is a primary trading communication channel. Regulators examine it.
Bloomberg Instant Bloomberg (IB) messaging is the de facto communication channel for institutional financial professionals. Conversations about trades, positions, and client accounts conducted over IB are business records subject to SEC and FINRA recordkeeping requirements.
Archive Intel captures Bloomberg IB messages from supervised advisor terminals and routes them through contextual AI review, surfacing genuine compliance risks while clearing the volume of standard trading communications.
IB messages captured from supervised terminals.
Archive Intel captures all Instant Bloomberg messages from supervised advisor terminals, delivering records to your archive in regulator-ready format.
All Instant Bloomberg direct messages and group conversations from supervised advisor terminals.
Files, charts, and documents shared through Bloomberg IB by supervised advisors.
Full message metadata including timestamps, sender and recipient identifiers, and delivery status.
Chat logs and session data from supervised advisor Bloomberg terminal activity.
Multi-party Bloomberg IB group conversations involving supervised advisors, captured with full participant context.
All private LinkedIn conversations, captured with full thread context, metadata, and every attachment. Exactly as sent.
InMail and Sales Navigator outreach sent and received by supervised advisors. Prospecting counts. The same rules apply.
Every public post and article published by supervised advisors, including reshared content where the advisor has added commentary.
Comments and reply threads involving supervised advisors, including reactions. A comment exchange can carry as much compliance risk as a direct message.
Profile changes logged with before-and-after records. Headlines and summaries describing investment philosophy are regulated communications under FINRA Rule 2210.