Slack conversations are business records. Regulators know it.
Slack has become the internal communications backbone for many financial advisory firms. When those conversations reference client accounts, investment decisions, or firm activities, they fall under SEC and FINRA recordkeeping requirements.
Archive Intel captures all covered Slack communications including public channels, private channels, Direct Messages, and group chats. It routes them through contextual AI review. Supervision teams see what matters, not everything.
Every Slack conversation type. Fully captured.
Archive Intel captures all covered Slack communications from supervised advisor workspaces, including content from private channels that most archiving solutions miss.
All messages in public and private Slack channels involving supervised advisors, including full thread replies and emoji reactions.
All Direct Messages and group DMs sent or received by supervised advisors, captured with full conversation context.
All files and attachments shared in supervised channels and DMs, archived with the original message context.
Slack Huddle transcripts and call summaries from supervised advisor channels and DMs.
Message edits and deletions captured in full, including the original text and the edit or deletion timestamp.
All private LinkedIn conversations, captured with full thread context, metadata, and every attachment. Exactly as sent.
InMail and Sales Navigator outreach sent and received by supervised advisors. Prospecting counts. The same rules apply.
Every public post and article published by supervised advisors, including reshared content where the advisor has added commentary.
Comments and reply threads involving supervised advisors, including reactions. A comment exchange can carry as much compliance risk as a direct message.
Profile changes logged with before-and-after records. Headlines and summaries describing investment philosophy are regulated communications under FINRA Rule 2210.