A YouTube video about your investment philosophy is a regulated communication.
Financial advisors who publish YouTube content referencing market commentary, investment strategies, or firm services are publishing regulated communications. Video descriptions and transcripts are subject to the same SEC and FINRA rules as a printed advertisement.
Archive Intel captures all covered YouTube content from supervised advisor channels, routes it through contextual AI review for FINRA Rule 2210 compliance, and stores it in write-once, exam-ready format.
Videos, descriptions, transcripts, and comments. Fully archived.
From a 60-second market update to a full webinar recording, Archive Intel captures all covered YouTube content from supervised advisor channels.
All published videos from supervised advisor channels, captured with full metadata, thumbnails, and publish timestamps.
Video descriptions and tags, which often contain investment claims or regulatory disclosures that require archiving.
Video transcripts and captions captured for text-level compliance review and keyword search.
Comments and replies posted by supervised advisors on their own videos and on other channels.
Community tab posts and polls from supervised advisor channels, archived with full content and engagement data.
All private LinkedIn conversations, captured with full thread context, metadata, and every attachment. Exactly as sent.
InMail and Sales Navigator outreach sent and received by supervised advisors. Prospecting counts. The same rules apply.
Every public post and article published by supervised advisors, including reshared content where the advisor has added commentary.
Comments and reply threads involving supervised advisors, including reactions. A comment exchange can carry as much compliance risk as a direct message.
Profile changes logged with before-and-after records. Headlines and summaries describing investment philosophy are regulated communications under FINRA Rule 2210.